Joseph Carballeira

Senior Financial Advisor

Joe has worked for over 30 years in multi-national financial companies serving high net worth and institutional clients. His roles have included both line and management positions in trading, sales, underwriting, arbitrage and brokering execution. Joe was responsible for the start up and launch of two U.S. Treasury primary dealers as well as the establishment of a fixed income voice/electronic broker. He also served as head of sales and new product development for an equity long/short hedge fund. Joe holds a BA from the College of the Holy Cross.  Additionally he holds FINRA Series 7 and Series 63 licenses, is a Registered Investment Advisor in New York and New Jersey and is a licensed life and health insurance producer in those states. He and his wife Katie live in New York City and have two children, Billy and Caroline. Joe enjoys coaching high school basketball and playing golf and tennis.